Senior Compliance Manager / Advisory / Investment Management

• Company

  Jigsaw Search

• Location

  UK-London

• Remuneration

  £60k-£80k

• Position Type

  Permanent

• Employment type

  Full time

• Updated

  14-May-2013

• eFC Ref no

  1164098

The role:

*Keep the business abreast of all regulatory changes and developments for their specific areas.

*Ensure business individuals, including front office and infrastructure understand their regulatory duties and the implications of what they do.

*Compliance oversight of product, distribution and new projects.

*Compliance training and making sure all individuals are up to date with relevant regulatory knowledge.

*Working very closely with senior management and all areas of asset management.

*Thorough understanding of relevant FSA regulations with a particular familiarisation with investment and regulatory issues in the UK

*Maintain records across areas such as PA dealing, gifts and benefits, conflicts of interest,

*Assist the Head of Risk and Compliance with FSA and regulatory related visits.

A more detailed spec is available, along with company brief. Please apply for full details.

The person:

*At least 5 years asset / investment management compliance experience

*Retails investment management experience.

*Strong advisory / regulatory change experience

*Strong handbook knowledge – COBS COLL (UCITS) CASS

*Versatile and pro active approach, with a strong personality.

*Graduate

*£60k-£80k with great benefits – Salary is of course dependant on experience.

Please apply to arrange a meeting.