A reputable Australian finance services company specialising in personal investment and wealth management. Due to growth and the increasing focus on compliance, the company is looking to expand their compliance team with a Senior Compliance Officer to develop and maintain the compliance framework.
Main duties:
- Develop compliance framework and programs including AML
- Managing operational and strategic compliance issues
- Develop and maintain company manual and policies
- Investor complaints management
- Compliance Training to all business units
Requirements:
- Minimum 4 years experience in a Compliance Officer role
- Strong knowledge of relating legislations
- Wealth Management/Fund Management background
- Relevant qualifications in Finance
- Excellent communication skills