Compliance Products Specialist- Wealth Management

  • Company

    Morgan McKinley

  • Location

    UK-London

  • Remuneration

    Excellent

  • Position Type

    Employee

  • Employment type

    Full time

  • Updated

    04 Sep 2008

  • eFC Ref no

    433069
A leading, global wealth manager requires an experienced Compliance Products specialist to provide in-depth technical advisory support to the business.
A leading, global wealth manager requires an experienced Compliance Products specialist to provide in-depth technical advisory support to the business.

The role will involve hands-on involvement with product development, investment research and asset management to ensure that the relevant business policies and processes remain up to date and fit for purpose.

Key product areas to be covered will be structured products and balance sheet for private clients. The incumbent will lead on regulatory development projects and provide training to relevant staff.

This role requires significant banking, e.g. day-to-day banking, UK & International mortgages, investment leverage, financial guarantees, aircraft & marine finance etc, and structured products knowledge, combined with good grasp of FSA and other relevant regulatory requirements pertaining to Private Banking and Asset Management businesses. Strong compliance experience gained within wealth management or private banking environment, with exposure to governance, control and risk management areas.

This role provides a great scope for career progression and a chance to grow your products knowledge with a premier name in wealth management.

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