New York City, Compliance / Legal recruitment. Browse available job offers for developing New York City, USA financial careers

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Compliance Associate- Macquarie Securities	Macquarie Information not provided	USA-NY-New York City	22 Mar 10

We are currently seeking a Compliance Associate in our New York office.

Senior Futures Compliance Officer	Morgan Stanley not disclosed	USA-NY-New York City	19 Mar 10

See job description below

Vice President, Enhanced Due Diligence Unit	Morgan Stanley not disclosed	USA-NY-New York City	19 Mar 10

See job description below

Vice President, Bank AML Group	Morgan Stanley not disclosed	USA-NY-New York City	19 Mar 10

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Director- Compliance Risk	The Forum Group Base salary, bonus and benefits	USA-NY-New York City	19 Mar 10

Our client, a global investment banks seeks a compliance professional to run their Compliance Risk Review team...

DEBT CAPITAL MARKETS	Not Disclosed Base plus bonus	USA-NY-New York City	19 Mar 10

Our client, a Global Investment Bank is looking to add some layers to its Debt Capital Markets Compliance Team...

9 New Compliance Positions Nationwide	The Compliance Search Group LLC Upon Experience	USA-NY-New York City	19 Mar 10

The Compliance Search Group is currently seeking professionals nationwide for numerous open positions. To be ...

Fixed Income Compliance Officer	Ashton Lane Group, Inc Excellent Base & Bonus	USA-NY-New York City	19 Mar 10

Senior compliance position supporting a leading investment bank.

Structured Products Compliance	The Forum Group Base salary, bonus and benefits.	USA-NY-New York City	18 Mar 10

Our client, a top global investment bank is looking for a VP Level compliance candidate to step in and help ru...

Compliance Consultant (FIIG)	New York Life Investment Management, LLC (NJ) Salary plus bonus	USA-NY-New York City	18 Mar 10

New York Life Investments has an opportunity for you to join our team as a Compliance Consultant. The primary ...

Senior Compliance Officer	Bloomberg NA	USA-NY-New York City	18 Mar 10

Bloomberg LP is looking for a senior compliance officer for its New York headquarters. The Candidate will repo...

Director - Product Compliance Officer	Michael Page 150,000 - 250,000	USA-NY-New York City	18 Mar 10

Leading Global Investment Bank is looking for a Director of Product Compliance. The Compliance Officer should ...

Hedge Fund Compliance Officer	Michael Page 100,000 - 150,000	USA-NY-New York City	18 Mar 10

Hedge Fund is looking compliance officer with 3-7 years of hands on experience at a hedge fund or asset manage...

AML Compliance Officer	Michael Page 100,000 - 150,000	USA-NY-New York City	18 Mar 10

Leading Global bank is looking for a mid (AVP or VP) level Level AML Compliance Officer. the Compliance Offic...

Investment Advisor/Broker-Dealer Compliance Manager	Michael Page 150,000 - 250,000	USA-NY-New York City	18 Mar 10

Top tier global private investment manager is looking to add a senior compliance officer with 5-10 years of co...

OFAC Compliance Analyst	Societe Generale Commensurate with experience	USA-NY-New York City	17 Mar 10

OFAC Compliance Surveillance Officer will be responsible to maintain and implement the monitoring programs for...

Compliance Manager	Not Disclosed Base Salary Plus Bonus	USA-NY-New York City	16 Mar 10

A top-tier, multi-billion dollar asset management firm is looking to hire a Compliance Manager who MUST have 5...

Hedge Fund - Legal Counsel	Robert Half International DOE	USA-NY-New York City	16 Mar 10

Robert Half Financial Services group works with some of the most prestigious companies in the Financial Servic...

Senior Paralegal - Asset Management	Robert Half Financial Service Group 80,000-90,000	USA-NY-New York City	16 Mar 10

Robert Half Financial Services group works with some of the most prestigious companies in the Financial Servic...

Structured Products Financial Engineer	Societe Generale Commensurate with experience	USA-NY-New York City	16 Mar 10

SG Corporate & Investment Banking is looking for a Structured Products Financial Engineer to join the Structur...

Surveillance Analyst	Societe Generale Commensurate with experience	USA-NY-New York City	16 Mar 10

The SGUS Compliance Department is responsible for conducting regulatory oversight and providing advice on comp...

Compliance Analyst	MacKay Shields LLC Commensurate with Experience	USA-NY-New York City	12 Mar 10

MacKay Shields has grown steadily over the years through rapidly changing market environments. We offer produc...

Branch Office Examinations & Internal Controls Testing VP	The Compliance Search Group LLC Upon Experience	USA-NY-New York City	12 Mar 10

Perform an integral role in the firm's ability to meet mandatory branch office review requirements, and assist...

Director of Regulatory Audit Compliance	Michael Page Base plus bonus.	USA-NY-New York City	11 Mar 10

The Director within the Regulatory/Legal team is to aligned to the business and plan execute and manage audit ...

Fixed Income Compliance Officer	Societe Generale Commensurate with experience	USA-NY-New York City	11 Mar 10

This position is in the US Legal and Compliance Department and is for a MARK (Global Markets) Compliance Offic...

Product Manager – OATS & Market Data Systems	UNX LLC Salary	USA-NY-New York City	10 Mar 10

Accurate reporting of OATS information to FINRA and Market Data distribution data to applicable vendors. In ad...

Reconciliation Analyst	Societe Generale Commensurate with experience	USA-NY-New York City	09 Mar 10

Responsibilities include: 1) Managing DPDI related GL Reconciliations 2) Resolution of Auto-Reconciliation Sy...

Asset Management Compliance, Investment Bank – VP	The Compliance Search Group LLC Upon Experience	USA-NY-New York City	05 Mar 10

Our client is an international asset management firm.

Compliance Officer Surveillance- VP	Deutsche Bank competitve/ DOE	USA-NY-New York City	02 Mar 10

About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way ...

Legal Documentation Negotiator	Société Générale - US Commensurate with experience	USA-NY-New York City	24 Feb 10

This person will work in the Legal and Compliance Department which provides legal support to the entire Bank. ...

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