Compliance / Regulatory jobs within the Compliance / Legal job sector: Compliance / Regulatory careers & recruitment in the finance sector, plus job market news & career trends

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Product Risk Analyst Citifocus £Attractive Package UK-London 09 Mar 10

Key purpose of the role will be to analyse financial products and the markets in which they are managed in ord...

Regulatory Analysis- Financial Intermediaries Citifocus £Negotiable UK-London 09 Mar 10

FPC qualified individual with in-depth knowledge of pensions, investments and trusts gained from a compliance,...

SENIOR COMPLIANCE ANALYST – SEC, FINRA REGULATION - LONDON Not Disclosed Industry Leading UK-London 09 Mar 10

Winton Capital Management is keen to hire an experienced compliance professional who has acquired a detailed k...

Compliance Officer - Hedge Fund Westbourne Partners £Excellent - Candidate Specific UK-London 09 Mar 10

My Client an extremely successful Commodity Hedge fund located in London is looking for a Compliance Officer

KYC/ New Accounts Adminitrator Benedict Cole NA UK-London 09 Mar 10

I have an urgent seeking for a a New Account Associate for a financial organisation to provide maternity leave...

Managing Forensic Accountant Selby Jennings GBPOutstanding Compensation UK-London 09 Mar 10

This outstanding investment bank is currently looking to add a team leader with significant experience in the ...

Head of Compliance personal accounts delivery authority Market Rate UK-London 09 Mar 10

The Head of Compliance will ensure the compliance function provides the Trustee Members and Executive Manageme...

Regulatory Compliance Subject Matter Expert, Banking, London Eames Consulting £60,000 - £75,000 + bonus + banking bene... UK-London 09 Mar 10

A VP level banking role for a regulatory compliance expert to work in a global corporate and investment bankin...

Compliance VP - Cash & Structured Credit Astbury Marsden & Partners Limited Benefits UK-London 09 Mar 10

Our client is a leading investment bank with a strong global presence. Due to expansion they are seeking a Com...

Regulatory Accountant- FSA and BOE Returns Job Application from Advantage Professional NA UK-London 09 Mar 10

My client a leading investment bank are looking to recruit two permanent staff into the Regulatory department ...

Compliance Officer Cameron Kennedy £55,000 UK-London 09 Mar 10

A global independent agency broker dealer with institutional clients worldwide, is recruiting a Compliance Off...

Operations Business Analyst - New Products Witan Jardine £60000 - £70000 per annum UK-London 08 Mar 10

Great opportunity to join this high profile change and project management team as a lead business analyst faci...

Compliance Manager - Asset Management Not Disclosed £65,000 - £80,000 UK-London 08 Mar 10

You will provide compliance support and advice to the Asset Management and Wealth Management Divisions to ensu...

Control Room Compliance Officer UBS AG Competitive UK-London 08 Mar 10

You will be a compliance officer who has worked within a control room department within an Investment Bank. Ex...

AML Risk Manager – Vice President LMA £80,000 + Bonus UK-London 08 Mar 10

A Tier 1 Bank are currently recruiting for a Senior AML compliance professional who has previous management ex...

Compliance Officer – 2 – 4 Years exp – Hedge Fund Not Disclosed Fantastic+bonus+benefits UK-London 08 Mar 10

Client: A fantastic Hedge Fund which over the years have won numerous awards and continue to be the leading fu...

Compliance Rules Analyst Change £negotiable UK-Edinburgh 08 Mar 10

Change are seeking a Compliance Rules Analyst for their client, a leading investment firm based within Edinbur...

Compliance Consultant IMS Recruitment £40,000 - £70,000 UK-London 08 Mar 10

IMS Consulting is dedicated to providing FSA compliance consulting services to the wholesale asset management ...

Applications (FSA) Consultant Not Disclosed £30000 - £40000 UK-London 08 Mar 10

IMS Consulting is dedicated to providing FSA compliance consulting services to the wholesale asset management ...

Head of Compliance & Legal IMS Recruitment Significant base salary plus annual disc... UK-London 08 Mar 10

This leading commodity hedge fund is keen to hire an exceptional candidate to join them as Head of Compliance ...

Compliance Officer IMS Recruitment 60k - 70k UK-London 08 Mar 10

My client, a small London based Investment Bank, is keen to hire a Compliance Officer to join their busy team....

REGULATORY AFFAIRS CONSULTANT Core Asset Consulting Not disclosed UK-Edinburgh 08 Mar 10

A vacancy has arisen for a Compliance Consultant in a leading financial services company in the centre of Edin...

Transaction Support/ Compliance Analyst Walker Hamill £40K - £55K UK-London 08 Mar 10

Leading Private Equity firm seeks experienced candidates to liaise with their offshore administrators on aspec...

Senior ISDA negotiator UBS AG £hourly UK-London 08 Mar 10

UBS are currently recruiting for a Senior ISDA negotiator, you will be part of the unit responsible for the ne...

TRADE SURVEILLANCE ANALYST Société Générale - UK Not Displayed UK-London 08 Mar 10

Assist in establishing and maintaining a risk-based electronic trade surveillance monitoring programme, coveri...

Head of Compliance - Private Client Not Disclosed £Highly Competitive UK-London 08 Mar 10

Our client is the private banking division of a leading global institution

Sales and Trading Compliance : Three Open Roles at Premier Firm Not Disclosed £Highly Competitive UK-London 08 Mar 10

Our client is a pre-eminent global investment bank based in the City . It is currently recruiting for a number...

Compliance Officer (CF10) Joslin Rowe Compliance £100,000 UK-London 08 Mar 10

Our client is a premier global private and wholesale investment firm . This role reports to the European Compl...

Compliance Advisory - Global Markets - Investment bank Grainger West £75000 - £100000 per annum +... UK-London 07 Mar 10

Advisory to the whole business, as well as training on new policies.Product knowlege as you will be working wi...

SENIOR MANAGERS, REGULATORY ADVISORY; REGULATORY, REMEDIATION AND FINANCIAL CRIME Incarter International Ltd Excellent for the best. UK-London 06 Mar 10

Regulatory and Risk Management team of large international consultancy, fast-growing market leader, seeks bus...

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